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Client Agreement

• Margin Trading AgreementPDF
• Client AgreementPDF

Common Form

• Questionnaire – Understanding of Derivatives ProductsPDF
• Client Fund Deposit FormPDF
• Client fund withdrawal formPDF
• Notification for Change of Account Information and ServicesPDF
• THIRD PARTY AUTHORIZATION LETTERPDF
• Hong Kong Securities Settlement Instruction FormPDF
• Physical Stock Deposit FormPDF
• Physical Stock Withdrawal Form and Physical Stock Withdrawal Authorization FormPDF
• Signature Specimen Request FormPDF
• Application and Risk Disclosure of opt out from “trade confirmation” notificationsPDF
• Knowledge of Virtual Assets and Risk Disclosure StatementPDF

Account Opening Form

• Account Account Opening Form – Individual / Joint (Cash)PDF
• Account Account Opening Form – Individual / Joint (Margin)PDF
• Account Opening Form - Corporate (Cash)PDF
• Account Opening Form - Corporate (Margin)PDF
• Standing Authority - Client Securities and Securities Collateral (For Margin Client Only)PDF
• W-8BEN Form - IndividualsPDF
• W-8BEN-E Form - EntitiesPDF
• W-9 Form - US resident / companyPDF
• Tax Residency Self-Certification Form - IndividualPDF
• Entity Tax Residency Self-Certification FormPDF
• Control person Tax Residency Self-Certification FormPDF

Futures Account Opening Form

• Individual-Joint Account Account Opening Formfile unavailable
• Account Opening Form - Corporatefile unavailable
• FUTURES CLIENT AGREEMENT (Chinese Ver.)file unavailable
• FUTURES CLIENT AGREEMENT (English Ver.)file unavailable
• W-8BEN Form - IndividualsPDF
• W-8BEN-E Form - EntitiesPDF
• W-9 Form - US resident / companyPDF
• Tax Residency Self-Certification Form - Individualfile unavailable
• Entity Tax Residency Self-Certification Formfile unavailable
• Control person Tax Residency Self-Certification Formfile unavailable

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Futures Account Opening Form

• Individual-Joint Account Account Opening FormPDF
• Account Opening Form - CorporatePDF
• FUTURES CLIENT AGREEMENT (Chinese Ver.)PDF
• FUTURES CLIENT AGREEMENT (English Ver.)PDF
• W-8BEN Form - IndividualsPDF
• W-8BEN-E Form - EntitiesPDF
• W-9 Form - US resident / companyPDF
• Tax Residency Self-Certification Form - IndividualPDF
• Entity Tax Residency Self-Certification FormPDF
• Control person Tax Residency Self-Certification FormPDF