聘人才招聘

中达证券投资有限公司於2014年成立，致力於香港及中国内地发展多元化金融业务。中达证券重点发展证券业务，并将陆续推行其他金融业务及产品。为配合集团的迅速发展，诚邀高质素的人才加入我们的团队：

SFC-Licensed (R.O.) Responsible Officer (Type 1 & 2)

Responsibilities:

• Supervise and monitor day-to-day operations, including all SFC regulated activities, margin and credit risk control, to ensure all activities comply with HKSFC rules, regulations and regulatory compliance;
• Review and update the operational and internal control procedures;
• Prepare and maintain a proper documentation of operational policies and procedures;
• Oversee Settlement and Operational Department;
• Review financial reporting that complies with SFO;
• Handle matters of compliance cases and complaints;
• Provide support and assist senior management in business development and market plans;
• Perform other duties as assigned

Requirements:

• Immediate available is highly preferred;
• Current SFC Type 1 & 2 R.O. License holder with minimum 2 - 3 years of supervisory experience in brokerage firm is highly preferred (Well experienced representative who is qualified to be applied for the R.O. will also be considered);
• Solid knowledge of Trading systems (e.g. iAsia system and Sharp Point system);
• Experience and understanding of Front-end Trading (both Securities and Futures) operation and control;
• Experience and understanding of Middle and Back office operation (including Clearing and settlement of CCASS & DCASS; FRR report review and Liquid capital calculation);
• Good knowledge of SFC ordinance, regulations and guidelines of relevant regulatory bodies, e.g. SFC and HKEx;
• Knowledge and trading experience in Global Futures and US Stock would be definitely advantages